Career

Job Description

• Review and update the policies and procedures (P&Ps) of the Compliance Manual, AMLA, etc. and monitor the updates of P&Ps of other business units.
• Ensure all regulatory reporting is submitted to the regulators on time.
• Reviewing and monitoring of customers’ transactions, investigating suspicious transactions, and reporting suspicious transactions to the Financial Intelligence and Enforcement Department of Bank Negara Malaysia.
• Review/monitor portfolios for adherence to regulatory, client requirements, and internal policy.
• Conduct compliance review on business/functional areas, and regulatory guidelines/requirements.
• Arrange and conduct training and briefing to all new and existing employees on AML/CFT, Anti-Corruption, etc whenever there are updates in the regulatory requirements and internal policy and procedures that the employees have to adhere to.
• Ensure the Company comply with foreign regulations in relation to investment (such as FATCA, Common Reporting Standard (CRS), Financial Action Task Force, United Nations-backed Principles for Responsible Investment).
• To examine and/or investigate irregularities in the Company’s operations and to notify and/or consult the trustee and/or the SC, where necessary.
• Responsible for the fund structuring and documentation process. This includes the preparation of prospectuses, product highlight sheets, information memorandums, trust deeds and other relevant offering and constitutive documents of both new and existing collective investment schemes and ensuring that such offering documents are in compliance with the relevant regulations at all times.

Requirements:

• Diploma/Degree/Professional qualification with at least 7 years of working experience in capital markets.
• Strong interpersonal and communication skills.
• Must possess good analytical skills and be able to challenge non-adherence or non-compliance.
• Strong knowledge of Anti-Money Laundering, Counter-Terrorism Financing and proliferation financing requirement.

Job Description

• Assist and provide legal support to the company.
• Review, draft, and negotiate legal documentation.
• Provide advice and assistance on laws and regulations applicable to the business of the company.
• Liaising, coordinating, and collaborating with both front and back-office functions, internal control groups and external counsels.
• Assist in the development of standardized processes and templates/precedents.
• Ensuring documentation is properly maintained.

Requirements:

• Degree in Law.
• Minimum of 3 years in legal practice or with financial sectors.
• Experienced in reviewing, drafting, and negotiating term sheets and contracts.
• Meticulous, well-organised, and has commercial awareness and a sense of ownership in aggressively driving key initiatives.
• Demonstrated ability to independently handle and manage complex matters, as well as manage multiple matters at a time.
• Demonstrated ability to think strategically about scoping, handling and resolving legal and commercial issues.
• Fluent in Bahasa Malaysia and English (spoken and written/legal drafting).
• Strong communication, writing and presentation skills.
• Able to handle work with tight deadlines and adhere to the turnaround time.

Responsible to actively solicit and drive sales and achieve business KPI. Manages and support clients’ investment portfolio.

Requirements:
• Possess relevant licensing qualification with relevant regulators.
• Preferably with minimum 3 years of experience in related industry.
• Good networking / clientele base is an advantage.

Job Description

• To design, develop, test, and implement new applications.
• To analyse and enhance the existing and new systems for further improvement to meet business requirements.
• Research best practices and determine appropriate architecture, and other technical solutions, and make relevant recommendations to ensure quality deliveries.
• Communicate and work closely with Project Manager and team members with efficiency and accuracy.
• Responsible for functional, technical specification and operation documentation.
• Provide system support and maintenance on production systems.
• Assist in other application software maintenance, support, and backup.

Requirements:

• Degree/Diploma in Computer Science or Information Technology
• 3 years minimum web programming experience, including .NET, ASP.NET, VB.NET, C#.NET, HTML, XML, Javascript, PHP, Flash
• Good working experience with relational database systems such as Oracle, MySQL or MSSQL and possess knowledge of MS Windows web server
• Knowledge of security, desktop application, mobile applications, and hardware technical knowledge will be an advantage